Risk Leadership for FinTech Companies

Risk Leadership for FinTech Growth

FinTech companies operate at the intersection of innovation and regulation. Money transmission licenses, bank partnership requirements, and evolving regulatory scrutiny demand specialized risk leadership that can enable growth while maintaining compliance.

Our fractional risk leaders have built compliance programs at successful FinTechs, navigated regulatory examinations, and managed the complexity of multi-state and federal oversight.

What Our FinTech Risk Leaders Deliver

Regulatory Compliance

• Navigate state money transmitter licensing
• Build bank partnership compliance programs
• Implement consumer protection requirements
• Manage regulatory examination preparation

BSA/AML Program

• Design and implement AML compliance programs
• Build transaction monitoring and suspicious activity reporting
• Create customer due diligence and KYC processes
• Manage BSA examination and audit readiness

Risk Management

• Develop enterprise risk management frameworks
• Build operational risk programs
• Create third-party and vendor risk management
• Implement fraud prevention and detection

Compliance Operations

• Build compliance monitoring and testing programs
• Implement policy and procedure documentation
• Create compliance training and awareness
• Design complaint management and resolution

Ideal For

• Early-stage FinTechs building initial compliance programs
• Money transmission businesses managing multi-state licensing
• Bank partnership FinTechs preparing for partner audits
• Payments companies implementing AML programs
• Lending FinTechs navigating consumer compliance

The Strategic Factor Difference

Our FinTech risk leaders understand how to balance compliance with growth. They’ve built programs that satisfy regulators and bank partners while enabling the innovation that drives FinTech success.

When you work with a Strategic Factor risk leader, you get fintech-specific regulatory expertise, plus access to our network of compliance consultants and regulatory counsel.