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Service Area

Risk

Elite fractional risk and compliance leadership for financial services companies. From regulatory compliance to enterprise risk management to cyber security.

Typical Engagement
2-4 days/week or project-based
Industries
FinTech, InsurTech, Banking
Company Stage
Series A to Enterprise
Our Team Comes From
Big 4, OCC, Major Banks

What We Deliver

Navigate risk and compliance with confidence and expertise.

Regulatory Compliance

Build compliance programs, prepare for exams, navigate licensing, and manage regulator relationships.

Enterprise Risk Management

Design risk frameworks, implement assessments, build reporting, and develop risk appetite frameworks.

Controls & Governance

Design internal controls, build audit programs, establish policies, and implement three lines of defense.

Cyber & Operational Risk

Assess cyber risks, implement security controls, develop BCP, and manage third-party risk.

Crisis Management

Rapid assessment, stakeholder communication, regulatory remediation, and fraud investigation support.

Audit Preparation

SOC 2 readiness, regulatory exam prep, internal audit support, and documentation.

Ideal For Companies That

Are preparing for regulatory examinations
Need to build or strengthen their compliance program
Face regulatory enforcement or remediation requirements
Want to implement enterprise risk management
Need interim risk leadership during transitions

The Strategic Factor Difference

Regulatory Credibility

Former examiners and compliance officers who know both sides.

Practical Experience

Build programs that work, not just check boxes.

Crisis Expertise

Calm, experienced leadership when stakes are highest.

Network Access

Connections to compliance specialists and legal advisors.

Ready to Get Started?

Tell us about your risk needs and we'll match you with the right operator.

Request Consultation